November 14, 2018 - ChangeTower

14 Nov

compliance officers can receive alerts when a financial advisor or agent changes their website

Compliance Monitoring: Leveraging Online Tools to Ensure Compliance in Regulated Industries

Compliance Monitoring: Leveraging Online Tools to Ensure Compliance in Regulated Industries Compliance departments are beginning to turn to website monitoring and archival tools to help bolster their compliance monitoring efforts as it’s become increasingly difficult for these firms to remain

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